Wednesday, October 14, 2015

Understanding Social Capital

Too often I hear people say low-income families do not have the necessary cultural or intellectual capital, but these two phrases convey some extremely unsavory thoughts about their values, beliefs, ability to think, etc.  It implies they have some kind of genetic flaw in their brain power or they lack the history, family, values, civility necessary to be constructive participants in society. Indeed, the anthropological definition of culture is the "sum total of ways of living built up by a group of human beings and transmitted from one generation to another."

In terms of capital, low-income families of color certainly do not lack either intellectual or cultural capital.  They all have brains and they all have a rich history.  Whether they use their brains or are interested in their rich history is not the focus of this discussion.  What they lack is the social capital that is developed by trusting, interacting, and connecting with people who have similar worlds and interests. The realities facing urban neighborhoods, for instance, actually create isolation and distrust of neighbors.

So often I find myself attempting to accurately portray what low-income families lack in terms of their ability to control their own world.  While am obvious first need is financial resources, another need is what we theorist call social capital.  The following is a carefully written piece on my understanding of social capital and its use in urban areas and its affect on school performance

Social Capital.  If educational capital is primarily focused on the individual community member, social capital is concerned with the way community members connect with each other in their collective relationship to the school.  In terms of working definitions, Michael Woolcock and Deepa Narayan (2000) wrote that social capital was “the norms and networks that enable people to act collectively” (p. 226), while Warren, et al., (2010) believed social capital was a “resource that inheres in the relationships between people, allowing them to act collectively to achieve agreed-upon ends” (p. 2211-2212).  Kevin Leyden (2003) wrote that social capital was the “social networks and interactions that inspire trust and reciprocity among citizens” (p. 1546). Daniel Brisson and Charles Usher (2005) defined social capital as the “network of trusting relationships that exist in a community for community members and creates benefits for community members” (p. 644). 
      Angela Valenzuela (1999) wrote that social capital emphasizes “networks of trust and solidarity among actors wishing to attain goals that cannot be individually attained (p. 21) and this collective unity translates into power.  She also notes that social capital is derived from the “non-rationalistic, emotional commitments among individuals who are embedded in supportive networks” (p. 27).  Indeed, the famous sociologist Amatai Etzioni wrote that faith in social capital was based on a belief in the power of the “reinvention of the spirit of community” (in Riley, 2008, p. 312) to be part of unified mobilization effort for change. 
     Given conditions in impoverished urban areas, the need to increase social capital is essential.  Janice Hiroata and Lauren Jacobs (2003), for instance, have identified high levels of social capital as an essential part of marginalized groups’ preparedness to become more active and involved in challenging conditions in schools and the surrounding communities.  Saying that even in the “poorest neighborhoods there exists strengths and capacities to be tapped,” (p. 255), Jean Anyon (2005) wrote that “the existence of active residents in poverty neighborhoods belies the stereotype of a passive, unconcerned population” (p. 120).  The development of social capital in neighborhoods considered “high risk, needy, or vulnerable” (Cohen-Vogel, Goldring, and Smerkar, 2010, p. 53) represents a way for these fragmented communities to rediscover the power that results from cohesion and unity.  Woolcock and Narayan (2000) characterized social capital as an “asset, one that can be called on in a crisis and leveraged for material gain” (p. 226). 
      In her book Subtractive Schooling: U.S.-Mexican Youth and the Politics of Caring, Angela Valenzuela (1999) talked about the way school structures and cultures have created social “decapitalization” (p. 29) in certain schools.  She talks about, for instance, the way tracking in schools have created exclusionary behaviors among students.  The sense of cohesion and unity that is part of social capital has been disrupted by school policies, as well as a school culture where these kinds of programs overwhelm a caring environment.  In his work on the history of neighborhoods initiatives to address poverty, Robert Halpern (1995) believes poverty, inequality, and segregation have created what he calls the “difference dilemma” (p. 230), which is not only the real difference in economic, political, social, and educational realities between urban and suburban areas, but difference in behavior that have resulted from exposure to these conditions.   Marginalized groups are also characterized by an attitude of exclusion and this attitude is a real obstacle to the kind of collective mobilization that is needed for real change.   
     These theorists point out the value of collective, unified action as part of a movement to change conditions in urban neighborhoods.  What is needed, then, are learning programs that target the sources of this exclusionary attitude. One of the important intentions of social capital building programs is to create learning that reconnects community members in ways that allow them to rediscover their collective strength.  Given that inequality in resources and power have caused this fragmented state, Warren (2005) argued that it was essential that urban communities participate in programs that specifically address current levels of social capital. Warren believed high levels of social capital gave rise to relational power parents and the community needed to challenge the conditions that created and perpetuated inequality.  Relational power translated to collective unity, and that unity allowed previously marginalized groups to constructively confront conditions and realities that had produced underperformance in schools.  One of the keys to tapping into the collective passions of groups appears to be the ability to create learning processes and experiences that strengthened the bonds between them. 
     When the Coleman Study (1967) concluded that school underperformance in high poverty neighborhoods could be explained by weak community norms and low levels of trust, and not inadequate facilities and economic disparities, it put the focus for change on the importance of human relationships found in these communities.  Concluding that “social capital was absolutely essential to a strong community,” (p. S101), Coleman wrote that reforms should focus on building relations that strengthened collective behavior, arguing that groups within which there “is extensive trustworthiness and extensive trust are able to accomplish much more than a comparable group without trustworthiness and trust” (p. S101).  High levels of social capital create energy and unity that translates into collective action on behalf of school improvement. 
     Social capital, then, is a behavior that can be at least partially constructed—or deconstructed—by addressing conditions and realities in neighborhoods because, after all, it is these very conditions that have created behavior.  Because the premise of social capital is rooted in social relationships, the first step in building social capital is to create opportunities for communities to reconnect.  Keith (1996) emphasized the importance of grass roots, informal, democratic activities that acted to connect and unify the community. She talked about how community fairs, neighborhood walks, and town hall-like public reports on the state of the neighborhood allowed the community to “be nourished from its own base” (p. 257). 
     Kevin Leyden (2003) studied the way neighborhoods created walkable areas to enable or encourage social ties and community connections.  In a similar study, researchers Robert Sampson, Jeffrey Morenoff and Thomas Gannon-Rowley (2002) synthesized data on 40 urban social capital-building programs aimed at transforming neighborhoods.  They found neighborhood community gardens, play areas, and the creation of green space were having the desired effect of reuniting urban communities and concluded these programs created the following attitudes and corresponding behaviors:
The willingness of residents to intervene on behalf of children may depend, in larger part, on conditions of mutual trust and shared expectations among residents. One is unlikely to intervene in a neighborhood context where the rules are unclear and people mistrust or fear one another. (p. 457)

      In a later study, Coleman (1987) tied the building of social capital to a dominant value system that bound groups together and was strengthened by what William Cutler (2000) argued was open and honest communication between home and school.  Coleman attributed the successful performance of Catholic schools to the existence of a value system that unified participants.  The building of a relationship between the two groups was based on the power of ideas to exert control over actions and behaviors and agreement between two disparate groups about the fundamental truth of these ideas to produce action. 
     However, for both Coleman (1987) and Cutler (2000), the school remains primarily responsible for creating high levels of social capital among the community—understood here as parents who are suffering from the negative effects of social isolation.  As Cutler wrote, “Coleman maintained that school could increase the social capital of their communities by strengthening both parent-teacher and parent-parent relationships” (p. 197).  The real challenge is for educational theorists to transition away from thinking of the school as the dominant (only) partner in creating social capital and move towards community-based organizations as a source of social capital building.  Neighborhood-based institutions are certainly capable of organizing more formal community learning programs that build social capital in neighborhoods.  
     In response to the poor educational conditions faced by Blacks in the Mississippi Delta areas, the Mississippi Educational Working Group (MEWG), for instance, implemented a variety of programs which provided leadership training to its local community members and then helped place them on neighborhood planning boards that worked with schools (Lambright, 2001).  These home grown leaders drafted legislation, sat on educational boards, and built political relationships with key politicians.  They also implemented an extensive communications network with the local community, which became an important source of education and information about the state of Black education in this area. Nsombi Lambright (2001) found MEWG was an important part of a process that changed          Black community behavior from one of “isolation and powerlessness to one where there was common ground on which they could work together and that unity enabled them to have “collective impact” (p. 11) in challenging the combination of political and educational neglect in this region. 
     The Southeastern Taskforce (SET), a Baltimore based local CBO employed a grass-roots approach to social capital building that included door-to-door education of the neighborhood, as well as the mobilization of churches, community groups, and neighborhood leaders in developing a neighborhood revitalization agenda that included a great deal of community engagement  (Gray and Wheeldreyer, 2001).  According to Richard Gray and Laura Wheeldreyer (2001), SET established a Church Outreach group that provided easy-to-understand information that contributed to the development of common understanding among the immigrant population.  Lastly, and perhaps most important for the collective dimension so important to social capital, SET organized parent meetings that enabled parents to gather and share their school-related concerns and because teachers and administrators respected SET, attendance by these two groups was usually quite high. 
     What both SET and MEWG did was organize social capital building around issues that were determined by the very community in which they lived and worked.   They then built structures that would provide the community with forums allowing them to constructively participate with schools.  The structure became part of the process for not only building social capital, but for ensuring the plan had brought input and buy-in from previously marginalized groups.  It also increased the educational capital of parents and community participants.     
     While these are examples of local, grass roots, organized activities that can increase levels of social capital, in his work on urban neighborhoods, theorist William Julius Wilson (1997) discussed the way economic conditions affected what he called the neighborhood’s social organization, which he defined as “the extent to which residents of a neighborhood are able to maintain effective social control and realize their common goals” (p. 20).  In his study of Chicago urban neighborhoods,         Wilson argued that high levels of joblessness led to low levels of social organization, which affected “friendship ties, the degree of social cohesion, the level of resident participation in formal and informal voluntary association, the density and stability of formal organizations, and the nature of informal social control” (p. 20).  
     What we have is a contrast in the origins of collective behavior, then, with Wilson’s (1997) social organization primarily determined by economic conditions and Coleman’s social capital created through “relations (his italics) among people” (S100-101).  Indeed, Wilson’s argument was that social organization as a behavior could be explained by neighborhood economic conditions whereas Coleman believed that social capital actually created human capital necessary for economic activity.       Coleman resisted the economic determinism that characterized Wilson’s work. Jean Anyon (1995, 1997, and 2005) also realized that economic conditions influenced community behavior, but she described in great detail the impact social, political, cultural and educational policies had in creating neighborhood behavior.  Health care, housing, political neglect and fair wages were among a number of factors that influenced social behavior.  All needed to be addresses as part of a broad approach to creating conditions that would allow the community to behave differently.   
      However, Anyon (2005) also talked about the important role that churches, schools, and non-profits could play in creating learning conditions that could reenergize and reconnect the community.  For Anyon, the origins of social capital were found in the structures, policies, learning, and institutions that worked in unison to create a mobilized community well-prepared to mobilize on behalf of social, educational, economic, and political justice.  High levels of social capital were created by programs held in these institutions and this led to what she called “movement building,” which characterized the behavior of a group that was unified and mobilized by a just cause.  Movement building was the powerful action of collective energy. 
     Warren’s (2010) relational power had much in common with movement building because it was the behavioral outcome of a community prepared to engage on behalf of policies that affected education.  Social capital and relational power enable communities to reconnect on the basis of common interests and the strength and confidence it needs to exert pressure on schools and politicians.  In this context, social capital, like educational capital, is a source of energy that enables the community to think and behave differently.  Although an important contrast between the two is that educational capital building ties action to the individual and social capital aims to strengths the collective will, both correctly identify the importance of new learning processes that create a community capable of constructively engaging on behalf of school improvement.   
     Ultimately, though, the principle challenge, as pointed out by Julie White and Gary Wehlage (1995) was simply that “social capital is difficult to build.” (p. 34).  Echoing this thought, Robert Sampson, Jeffrey Morenoff, and Thomas Gannon-Rowley (2002) said one of challenges facing social capital as part of a reform strategy was developing a suitable set of criteria to measure the effectiveness of these programs to actually change neighborhood behavior.  Warren recognized the difficulty of assessing the impact of social capital when he wrote that signs of improvement in Logan Square neighborhood schools were partially based on anecdotal evidence.  Spirit and will do not necessarily lend themselves to quantifiable evaluation for their effectiveness, but social capital theorists certainly believe the existence of these qualities can impact school improvement. 

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